The 7 Administrators ( THE REFORM OF THE ClVIL SERVICE A FABIAN GROUP • FOUR SHILLINGS This pamphlet is based upon the work of a group of Fabians interested in the reform of the higher Civil Service. The views expressed in it are the result of discussions held over two years, and have received general agreement. No individual member of the group, however, necessarilyaccepts all the conclusions of the pamphlet. FABIAN TRACT 355 THE FABIAN SOCIETY, Note.-This pamphlet, like all publications of the F AB/AN SOCIETY, represents not the collective view of the Society but only the view of the individuals who prepared it. The responsibility of the Society is limited to approving the publications which it issues as worthy of consideration within the Labour Movement. June, 1964. FOREWORD THIS pamphlet is not about the Civil Service as a whole. It deals mainly with the Administrative Class, which is the governing class in the Service, and with those members of the professional class of roughly equivalent Status. The administrative class numbers a~bout 2,500, excluding the Foreign office, and the senior specialists about 500, making 3,000 together --whereas there are over a million civil servants in atl.1 The pamphlet discusses these 3,000 and their relati,ons with Ministers, the public and other dasses in the Service. The last major Fa.bian Report on the Service was published in 1947.2 That Report said that it was time for a new set of reforms, so as to enable the service to cope with the new tasks of overall planning and of the control and guidance of some industries. The Report made a large number of proposals, very few of which have been carried out. In the past the Service has been slow to adapt itself to political, social and economic changes. This did not seem to matter ~oo much in previous periods. Now, however, it has become necessary to improve the instruments of policy to keep pace with changes in our ~ociety; indeed some alteration in the higher civil service may be a pre-requisite to enabling a Labour Government-or any other government-to carry through the modernisation of the country. We have reviewed the question mainly in the context of economic and social policy. This embraces the greater part of the field of government. Bll't we believe. our conclusions to be largely valid in all fields. 1 Including industrial civil servants, e.g. workers in dockyards. 2 The Reform of the Higher Civil Service, Fabian Society, 1947 .. THE ADMINISTRATORS I. The Background History fOR many years it has been customary to say that Britain has the best civil service in the world. The depth of this conviction has perhaps deflected people from considering what they mean. There is no absolute "best" in these matters. A civil service, like other institutions, is best when it is best adapted to the requirements of the time. The present civil service system dates back to the mid 19th century, notably to the Northcote' Trevelyan Report of 1854. Before that time the system was corrupt and inefficient-though it would be wrong to conclude these always went together. Pepys, although be, with other contemporary officials, took bribes from contractors, was a great administrator. Similarly, in the 18th century, posts in the administration were used as a form of jobbery to secure and retain political friends, but they were sometimes used for good purpose. For example, Pitt the Younger developed an efficient service because he was himself interested in administration and be saw to it that organisations like the Land Tax Office were capable of carrying out effectively his fiscal reforms. It is important, therefore, in assessing the present image and traditions of the Service not to misjudge the nature of the great changes that started taking place in it from the middle of the 19th Century. These alterations should not be regarded as a revolution from absolute corruption and inefficiency to absolute integritJ and intelligence. The middle-class Victorians who were rapidly gaining political influence had, in this context, four dominating ideas. First, they were suspicious of aristocratic influence exercised through jobbery; secondly, they felt that many of the country's institutions were obsolete Gust as they are today) and tended to obstruct reforms designed to cope with illiteracy, lack of hygiene, bad housing and factory abuses; thirdly, they admired the "open" professions where a man could rise by his own efforts and which, in their view, ensured that merit was rewarded. All this might have produced a new model service in which initiative was at a premium. But at the same time the Victorian businessmen had another dominating obsession. They feared and distrusted the centralised power of the State in social and economic matters. They associated this power with the paternalistic economic controls of medieval, Elizabethan, and Stuart times, controls which seemed to them to inhibit progress and were moreover likely to be abused for the advantage of the landed aristocracy, as had been the case with the Corn Laws. Suspicion of State control made it unlikely that they would want a service filled with officials as energetic, self-reliant, and outward looking as the Victorian business men were themselves. What they wanted was a corps of reliable umpires. THE ADMINISTRATORS 3 The N orthcote Trevelyan Report of 1854 was un&paring in its criticisms .of the existing system. "Admission into the service is .. . eagerly sought after, but it is for the unambitious, and the indolent or incapable that it is Fhiefly desired." "Those who are admitted into it (the service) at an early age are thereby removed from those struggles which, for the most part, fall to the lot of such as enter upon an open profession: their course is one of quiet and generally of secluded performance of routine duties and they consequently have but limited opportunities of acquiring that varied experience of life which is so important to the development of character." The Report came down in favour of a career system recruited by competitive examina tion from the universities. This was the first step in the creation of a middle-class salariat at the top of the Government service. But the process was slow. The Report was not fully and quickly implemented; it was followed by a succession of Government enquiries, the effects of which were not complete until later in the century. Briefly, the main features of the system that emerged (which still remains largely intact) were competitive entry, in place of patronage and jobbery; the direct recruitment of university men for superior jobs and, going with it, the separation of staff into the administrative and other classes; reliance on the all-rounder from Oxbridge with a good degree in the liberal arts; the assumption that men can be non-political advisers on policy within the limits of the British political spectrum; and the effective closing of the career by confining recruitment to those in their early 20s and withholding pensions until they ~~ . The reliance on the all-rounder was no .accident. It stemmed very naturally from the Victorian's faith in the virtues of higher general education for the sons of the new middle class. The Northcote-Trevelyan Report followed, and was much influenced by, Macaulay's reform of the Indian Civil Service. Macaulay bad clear views on the matter: "We believe that men who have been engaged, up to one or two and twenty, in studies which have no immediate connection with the business of any profession, of which the effect is merely to open, to invigorate, and to enrich the mind, will generally be found in the business of every profession, superior to men who have, at eighteen or nineteen, devoted themselves to .the specia~1 subject of their calling"3 The image of the administrative civil servants eventually created by these reforms was that of intelligent, highly educated, incorrupt and distant officials, administering an essentially regulatory system of government, in which the emphasis was on fair and equal treatment for all persons under the law, rather than on positive ideas to promote social and economic change. These characteristics came to be admired abroad and gave rise 3 Repcn1t on the Selection and Examination of Candidates for the Indian Civil Service, Parliamentary Papers 1854/55. THE ADMINISTRATORS to the view that the British Civil Service was the best there was. Since bureaucracies abroad were often corrupt, incompetent and illiberal at that time, this view was probably right. The civil servant's qualities have continued to serve their original purpose well, wherever these purposes are still applicable. In particular, outsiders remain impressed with administra!tors' capacity for varied and effective forms of written expression. A good administrator can seize a point and express it fittingly. The changes that took place subsequently in the Administrative Class have not been of great significance compared with that whic'h has just been described. The wide introduction of social services in the early decades of ~~the present century gave scope to a few outstanding civil servants, but its ~effect on the service lay rather in the consequent expansion in the clerical and executive services, to cope with the new routines. Whilst a series of specialist grades was also developed over the years, for a long time this seemed to have very little effect on the administrative service, which preserved its primacy and also its separateness from the others. The Second World War, like the First, caused a major temporary upheaval in the job and character of the Civil Service and an expansion in the scientific classes. But the underlying system was not changed and over the ( post-war years the old system has re-emerged, subject to some modifications. Broadly speaking, the task of the government in the economy before t'he war was to set the rules of the game within which private industry and commerce should operate on a competitive basis. the Government concerned itself with tariffs, with the supply of credit, with factory safety, labour legislation and company legislation; it provided some unemployment relief. It did not intervene in the economy except where industries were in dire difficulties. It did not accept responsibility for full employment; it was far more concerned with sound money and the stability of the pound. The war and immediate post-war years were an extraordinary period, when the Government, in response to emergency, became involved in the running of the economy in great detail by a system of allocations, rationing and other direct controls. This was temporary. But during the period the \ Government accepted a vast permanent increase in r;esponsibility for the \conduct of the economy-for full employment, for the nationalised industries, for health, education and all the welfare services, for town and country planning, for regional development and-though this has only recently received wide 'Public attention-for economic growth. Instead, however, of acknowledging this great permanent increase in responsibility and changing the machine to deal with it, the 1950s saw an attempt to "return to normal", meaning, implicitly, the pre-war world. There were many reasons for this. The false identification of post-war controls (inherited from the war) with peace-time planning encouraged the simple cry of decontrol and freedom; everyone was glad to get rid of controls; politicians and civil servants were glad to be rid of the responsibility of operating them: THE ADMINISTRATORS and the Conservatives were glad to arrest or reverse the economic and social reforms of the post-war Labour Government. But one consequence , of this reaction has been that the Government and Civil Service have tended I to revert to the old role of umpires supervising the rules of the game. The permanent Civil Service proved itself adaptable to the job of setting( up the new social services after the War-notably the Health Service- and expanding the new ones in a pretty short time, but not so adaptable to the more novel tasks of forward elconomic planning and the modernisation of the national economy and industry. The Civil Service is traditionally good at judicial and negotiating functions-administering rationing schemes and dealing with local authorities, trades unions, and other associations and pressure groups. It is traditionally bad at creative financial management and any activities with direct involvement in new technological developments (but its large scale use of computers is an exception to this). It may be claimed that it was thoroughly at home in building up the new social insurance schemes and thoroughly at sea in such matters as energy policy. The fact that the Civil Service has not been reformed in the post-war years must not be blamed too heavily on the civil servants. The Lab.our Government was preoccupied with immediate post-war problems and they inherited from .the war a Service that was full of temporaries and apparently fluid. The Conservatives were suspicious of civil servants as the manipulators of the hated controls. Ministers did little to correct the poor view of the Service taken by the public, and in some ca~es failed to defend civil servants from unfair attacks; and for doctrinaire\ '.reasons everything was done to reduce their numbers, regardless of the ~~eds of the work. Pay was held down in spite of general increases in the outside world, and recruitment fell away. Eventually the Government was forced to appoint a Royal Commission, which ameliorated pay and working conditions to . some extent, but was not allowed to examine structure or organisation.4 A few changes did take place. After the war the examination system was modified in a way which somewhat reduced the prestige of the purely academic mind. The specialist branches grew and became too big to ignore, but, as we note later, they have not been absorbed properly into the administrative hierarchy. Recently there have been a few more changes. These we consider later (page 12). In the following section we summarise the present organisation and some of the main characteristics of the system. Report of the Royal Commission on the Civil Service 1953/ 55, Cmd. 9613, November, 1955. THE ADMINISTRATORS 2. The Present Position Organisation THERE are about . twenty-five major Government departments, including the great executzve departments, such as the G.P.O. and the Ministry of Pensi'Ons and National Insurance, and Departments which have no Minister, such as the C.O.I., the Customs and Excise, the Inland Revenue and' the National Assistance Board. In addition there is the Cabinet Office whose permanent head is the Secretary to the Cabinet. This office provides secretaries for cabinet committees-i.e., Ministerial and important official committees-and also houses the Central Statistical Office. The three most senior civil servants are the head of the Civil Service, who is one of the Joint Permanent Secretaries of the Treasury; the other Joint Permanent Secretary of the Treasury, and the Secretary to the Cabinet. All these are paid more than any other Permanent Secretary. Apart from this, the administrative hierarchy consists of Permanent Secretaries, Deputy Secretaries, Under Secretaries, Assistant Secretaries, Principals and Assistant Principals (in the Treasury there are also Third Secretaries). Their pay ranges from £8,200 for Permanent Secretaries to a minimum of £791 for Assistant Principals. The career grade, that is the grade to which all direct entrant administrators can aspire, though not necessarily achieve, is that of Assistant Secretary, whose pay is £3,050 at the minimum.5 There are two other main classes which are general throughout the Service: the Executive Class and the C:lerical Class. It is important to understand that the Executive Class ranges from Executive Officers (who enter at about 18 on an examination based on A Level and are paid from £490) to Principal Executive Officers and Senior Chief Executive Officers (in ascending order) both of whom are paid more than Administrative Principals. This class is frequently in charge of blocks of routine work, such as accounts, which may nevertheless be of great responsibility, or else they carry out the detailed application of Acts or Regulations. Some of the highest Executive grades perform duties virtually indistinguishable from those of the Administrative Class. Economists and Statisticians, graded as such, have ranks corresponding exactly to the Administrative grades, at least, as far as the Assistant Secretary level, and are paid the same.6 Principa:l Scientific Officers are at present paid the same as Principals. A glance at the Imperial Calendar will show that there are now very large numbers of specialists--engineers, chemists, architects, veterinary officers, medical officers, planning officers, valuers-as well as a great hierarchy of scientific officers and of museum grades, not to speak 5 Those working in London get, in addition, a small London allowance related to the size of their salaries. 6 In some departments economists a_re recruited as. Research Oryice~s, with lower rates of pay than if they are rccrUJ ted as economzsts, or as Sczentlf'ic Officers. THE ADMINISTRATORS 7 of a multitude of specialisations which are very unfamiliar to the general public-e.g., hydrographic officers. The pay scales of these grades do not necessarily correspond to those of administrative ranks. The status of specialists, however, is generally subordinate to that of administrators. Their ranks and pay often stop at a level short of the top administrative ladder; it is exceptional for them to transfer to the administrative ranks and compete for the top administrative jobs. All economists : recruited since about 1950 are employed on temporary contracts; there appears to be no provision for them to be established. In spite of the reforms in the Treasury (described below, page 12), there are still relatively few economists or statisticians, at a senior level, in the economic ministries. Taking the Treasury, Cabinet Office, Board of Trade and Ministry of Labour together, there are..-in all some five economists of the rank of assistant secretary or higher, and some fourteen statisticians. (These figures are discussed more fully on page 38.) Recruitment Pay and conditions of service are the responsibility of a series of Establishment Divisions in the Treasury. They negotiate terms for the ' general service classes with the trade unions and wi'th a federation of unions, the Staff Side of the National Whitley Council. In addition, each Depart-. ' ment has its own Establishment Division to deal with internal personnet matters, and to negotiate with "departmental" classes of civil servants. But recruitment is the responsibility of a sepamte body, the Civil ServiceJ Commission. It organises examinations for the administrative, executive I and clerical classes and a number of specialist classes and supervises the boards which appoint other specialists direct. About 60 per cent of the administrative class are recruited direct, by examination, and about 40 per cent come into it from other ~lasses. The 60 per cent of direct recruits take an examination between the ,ages of 20 and 28.7 They can choose one of two methods. Method I consists of a short written qualifying examination in general subjects (an essay, an English paper and a general paper), an interview, and another written · examination in a subject of the candidate's choice at honours degree level. Most of the successful candidates who enter by this method in fact choose Arts subjects. Those who already have a first-class honours degree and who got high marks in the qualifying examination, may be exempted from this second written examination. For Method 11, candidates must a,t the outset have a first or second- class honours degree. They also have a written qualifying examination and an interview; but, instead of the examination at honours degree level, they undergo a set of intelligence tests, discussions, and papers designed to test The upper age limit was extended from 24 to 28 in 1960, in the hope of attracting some candidates who had spent a year or two in post-graduate study or in other work, but who had not found their careers in it. 8 THE ADMINISTRATORS reasoning power. In both cases, the Interview Board is the last stage and, though marks at earlier examinations or tests carry a given weight, it fixes the final mark. Between 1957 and 1960 roughly equal numbers of candidates were su~cessful by Method I and Method II, but in 1961 and 1962 substantially greater numbers were successful 'by Method Il. Since 1948 some 80 per cent of the direct entrants to the administrative class have come from either Oxford or Cambridge. \ Those who come into the administrative class from other classes may do so by examination between the ages of 21 and 28 by Method I or Method Il. They then enter the recruitment grade (Assistant Principal). Or they may enter the class at a later age, generally at Principal level. If so, transfer is normally made under the usual promotion procedures, that is, a _recommendation followed by an Interview Board. However, in recent years, the Civil Service Commission have provided a central procedure which approximates to Method II: the candidates take the Method II-type intelli~ gence and reasoning tests, and the Commission is represented on the Departmental Board which interviews the candidates. Training New entrants are put on probation for two years and are trained by various methods, chiefly by sending them to work for a short time in a variety of different divisions of the Government Department to which they have been posted. Some departments seem to do this rather more systematic- a'liy than others. For instance, the Post Office and the Ministry of Agriculture both send assistant princirals for tours of duty in their regions for some months. But there has recently been some recognition that more training is needed, and a central training course of about three months .has been provided at the Centre for Administrative Studies. It takes assistant principals after they have been in a department for two years and gives them a course for 14 weeks, with an extra 7 weeks for those in economic departments. Its curriculum is fairly heavily bia9\ed towards economics. Later in their careers, a very few administrators get sabbatical years in which to study; quite a lot, especially those in specialist departments, attend conferences and short courses related to the subjects on which they work; some are sent regularly to the Administrative Staff College, which is primarily for people from private industry, and to the Imperial Defence College. Internal movement continues after the initial two years. Assistant principals continue to be moved around rapidly for five or six years to get generally acquainted with people and procedures. They are not left in one place for long enough to learn a subject deeply. Usually this movement continues thereafter, with a principal receiving comparatively frequent postings, often designed to discourage any tendency to specialise. The more promising the young official is thought to be by his superiors, the more he THE ADMINISTRATORS will tend to be moved around. The brighter characters are, moreover, likely ~o be sent once or even twice to the Minister's Private Office. This is regarded as especially good training because it gives the official an insight into the centre of power, the fulcrum of public affairs. It accustoms him to contact with the great, and teaches him discretion, tact and speed of decision. Promotion is mostly decided on by Departments, usually on the basis of annual written reports by the official's immediate superior. Ministers require the approval of the Prime Minister, who is advised by the Treasury, on appointments and moves of their Permanent Secretaries, Deputy Secretaries, Principal Finance Officers and Principal Establishment Officers. Pensions and Irremovability An established (i.e., permanent) Civil Servant receives a pension at 60. This is non-contributory. He also receives a lump sum payment. These advantages are taken into account in assessing his pay on the basis of outside comparisons. If he leaves before the age of 50 be sacrifices his pension unless he goes to "approved employment". A move to a university or a nationalised industry is normally "approved employment", but not to industry or commerce. There is no encouragement oo move and tradition is against it. After 50 be can leave and have his pension rights put into cold storage until the age of 60. An official cannot normally be removed except for some major misdemeanour or very gross ineptitude over a long period. In principle his office can be "abolished" b:.tt this is very expensive since he must be compensated. Thus he is offered great security both against dismissal and against competition from outsiders or from specialists Within; he enters the Service in the knowledge that, once he has been in for any length of time, he is likely to be effectively deterred from leaving (except to the most lucrative jobs) by the knowledge that be would lose the whole of his pension. During his career he does not move out to work in other fields in Britain, except, rarely, to posts in another public agency (e.g., the Atomic Energy Authority). Special Position of Treasury The Treasury's role in the Civil Service is preponderant. It is responsible for the control of expenditure, for overseas and home financial policy, for tax policy, for short-run and long-run economic policy and for personnel throughout the Service. It has often been thought of, in the past, as the dead hand. Certainly it has for long exercised power in all these sectors in a dull, negative and unimaginative way. It is not good for the .... Service that the department responsible for financial control should also be responsible for policy and management of personnel, since it is a judge in its own cause and considerations of finance take precedence over enlightened management ideas. Moreover, the need to give a good example to other departments and to outsiders produces a positively masochistic attitude to office staffing and equipment wholly inconsistent with efficiency. THE ADMINISTRATORS 3. Work of The Administrator THE ~ork of the a.dministrator is varied and theref?re hard to define. ObviOusly the subjects dealt With have enormous vanety. The problem is to describe the kind of acts which an administrator performs. It differs from that of a director, or a manager in business or, for that matter, a don. (Nowadays, particularly since the institution of comparisons for pay research purposes, it has been a matter of special interest to compare an administrator with a business man.) The first significant point is that the word "administration" has been preserved and is dearly thought of as different from "management". The traditional view, still largely accepted, is that administration consists of a combination of the following: Advice on Policy Policies are, in principle at least, laid down by Ministers, but the administrator has a greai influence upon them, since one of his main jobs is to provide advice. The idea that administrators influence policy, and, indeed, play a more enduring role in its formulation than ministers, was acknowledged in the Northcote-Trevelyan report, which envisaged the creation of a body of permanent officers "able to advise, assist, and to some extent influence, those who from time to time are set over them". Such a blunt formulation was disliked at the time. The fact that civil servants have much influence is acknowledged today in the dictum amongst politicians that in Parliament one can tell in a few weeks whether a new minister is run by his civil servants or has ideas of his own, and that many ministers fall into the first category. It is a powerful tradition that the man on the job, i.e. the person responsible for administering the field from day to day, is primarily responsible for giving advice. Generally speaking, there are no policy-planning branches. Senior specialist advisers, if they are strong personalities, may nowadays achieve positions of influence, but experts tend to work in separate compartments. Minutes are exchanged. Decisions are taken in the light of "advice" provided usually on paper by economists, statisticians, engineers, architects, lawyers, etc., on particular matters put to them within a rather rigid framework of procedure. This preserves the hierarchical positions of administrators and specialists. Most of tht' time advice is concerned with ad hoc problems rather than with wider questi~ns of general policy. Political pressures, the sovereignty of Parliament, the need for apparent consistency between policies which have to be described in public, tend to cause officials to be cautious and to take account of many different things, before making a decision or giving advice. THE ADMINISTRATORS Parliamentary Work Changes in policy may require legislation or may be capable of immediate implementation. Where legislation is required the work of preparing instructions for the legal draughtsman falls on administration. This is regarded as high quality administrative work, but may involve extremely tedious details. The administrator also has to spend a lot of time (some people might think' an unconscionable amount of time) providing material by which the Minister can explain and defend his Department's activities, in speeches, replies to debates and answers to Parliamentary Questions. The work is mainly laborious stone-walling. Nevertheless it is traditional to think of this activity as a special skill for which the recruitment and training of administrators fits them in a way that, for example, that of business men would not fit them. Implementation of Policy If a policy is adequately formulated over a wjde enough field, there should be little difficulty in delegating actual decisions on cases (i.e. implementation) to comparatively junior levels. In practice, in the great executive • departments, where the rules have to be clearly laid down, this happens to a very large extent and execution is carried out by the Executive Class. But in many parts of the service, the insistence on ad hoc decisions and on "\. f.l By way of example, he may quote Mr. MacNamara's success at t e • U.S. Department of Defence; e essons '0 t e usiness word and filtliionatlsed mdustry, where it is commonly accepted that accountants, scien'tists and other specialists, should reach the top in competition with generalists, and where the need for specific training in business management is now coming to be recognised. While there are differing opinions as regards the defects of the past and present, a broad consensus of opinion in favour of more professionalism in ithe future has emerged ~rom this kind of dialogue. This consensus of ' opinion has been reflected in a wide measure of agreement on criticism of particular characteristics and on the steps required to meet them. / \ Other Characteristics ..--" Obviously parts of the Civil Service are good and parts are bad. The problem is that the present system permits, or indeed induces, too much THE ADMINISTRATORS 20 of the bad. Any generalisations are bound to be subject to many exceptions. But, put sharply, the characteristics we have in mind are these: a negative approach to problems, which is associated with a tendency of officials to look upwards and wait upon instructions from superiors rather than downwards into the emergent problems of their field; an excessive desire to appear 100 per cent correct even when there are risks and uncertainties ~this can lead to over-concentration on small, precise points at the expense of big uncertain ones), a tendency to rely on "judgment" and to emphasise procedure rather than the substance of the matter in hand; and a tendency to develop a "crisis mentality", grappling with an issue only when it becomes urgent. These characteristics stem from the nature of the system. Emphasis is on the orderly and swift despatch of papers and on compromise. The value of studying a problem in depth or of conducting post-mortems, using I I [ specialists where necessary, tends to be ignored or spurned. The civil ser-vant tends to regard it .as his task to act only in response to a stimulus -an instruction from a Minister, an enquiry or complaint from. a Member of Parliament, from a member of the public or a foreign power-and to deal with each case as a case. He is not conditioned, and the pressure of work often would not permit him, ionalism, mobility and special appointments will help to oorrect this tendency. The creation of N.E.D.C. and any further development of planning machinery outside the Treasury will have the same effect. We would not want the correction to go too far, but we are not afraid that it might THE ADMINISTRATORS do so. The tradition of co-ordination has strong roots. Secrecy Secrecy is an obstacle to good policy-making when it prevents the tapping of a sufficiently wide range of expert opinion and advice and when I I it narrows public discussion of policy issues. (This applies particularly to research in economics and other social sciences, where too much research undartaken today has little relevance to the problems of the policy-makers and the gap be~ween them and researchers is so wide as :to inhibit useful communication.) If outsiders interested in a particular field of policy-be it economics, sociarl policy or strategy-are to make a useful contribution to policymaking and rro public discussion, they need •to have access to as much of the factual and statistical background as possible; and they also need to know what problems are relevant to policy-making in the period ahead. When an issue becomes politically alive and the Government is expected soon to take action, there is usually considerable publicity and speculation about what it is going to do. This makes the public feel that the veils of secrecy are thin; it makes civil servants feel that they are highly exposed, and causes them to act with reserve, eschewing discussion with outsiders. This is almost inevitable where i$les~ are decided at the last minute. But often there is no reason why issues should be decided in this way-there is no unforeseen emergency-and it would be better if there were more informed discussion, research and analysis at a much earlier stage. '---, There appears recently to have been an increase in the extent to which outside advice is sought and to which research is encouraged in fields germane to policy. For example, in .a field where the tradition of secrecy has naturally been particularly strong, there have recently been suggestions that the Ministry of Defence should follow' the example of the Americans in encouraging research into the problems of strategy, the acquisition of arms and disarmament. But we have the impression that progress has been slow and uneven and that too often the tradition of secrecy (along with the closed nature of the Civil Service system) causes policy-making to be far too narrowly conceived. In the fields of defence and foreign policy, secrecy depends mainly on considerations of "national security". In the field of economic policy the praotice of secrecy seems mainly to stem from the tradition that Parliament should be told things before the public. But this should apply only to policy decisions and to statements and statistics (such as budget accounts) of immediate topical relevance. There seems no good reason why it should inhibit the release of information or the stimulation of discussion and work in the earlier stages of planning and policy-making. The danger is that secrecy, for whatever reason it starts, becomes a habit It 'becomes an excuse for preventing others from looking over your shoulder and a way of avoiding "trouble" and escaping post-mortems. THE ADMINISTRATORS 23 Another aspect of secrecy is the need to prevent financial gain to individuals. But this is essentially a problem of safeguarding the final details of policy (such as tax changes) and then of ensuring thalt one person does not know the details before another. It scarcely applies to general problems of policy-making. Altogether we feel that far greater openness is both possible and desirable. We are encouraged in this view by the example of other countries, such as Sweden and Holland, which appear to combine the advantages of openness with high standards of efficiency and integrity. False Criticism ~~ There are some criticisms of the Civil Service with which we db'?~ agree. One is Parkinson's Law, which suggests that the Civil Service, like~ other hierarchies, grows too fast, inventing work for itself as it does so/ Whatever its validity elsewhere, this criticism certainly does not apply to the administrative Civil Service today. The expansion of its numbers-from 1,100 in 1929 to 2,500 today-is much less than the increases in its duties and than the increase in the rest of the service. As a result of the past decade of squeezing and recruitment difficulties, jt may well be under-staffed now. For the job to be done properly, an increase in numbers may well be needed. But an increase in output could first be achieved by pushing more work downwards. Principals often do not have enough responsibility. Moreover, the amount they can do is limited by lack of secretarial facilities and research assistance. A greater delegation of responsibili·ty should be explored and so should the improvement tOf secretarial and ancillary services. THE ADMINISTRATORS 5. Proposals Q UR general aim is to make the Civil Service more professional, more adaptable to new methods and more creative in fulfilling new tasks. • The main methods which we propose are wider recruitment, better training and more movement in and out of the service; the fuller use of experts, the improvement of the status of professionals vis-a-vis general administmtors, and in some instances an increase in their numbers; and the explicit acceptance of the need for some political appointments. The proposals are far from revolutionary by the standards of other countries or other organisations in Britain. In both contexts it is often accepted as a matter of course that experts and all rounders are equal, that outsiders are brought in at any level if they are the best men for ,the job, that proper training is needed, that people should move in and out. If the proposals appear revolutionary in Britain, it is because the present ~ system is such an anachronism. The Reform of the Civil Service Career We have described (page 7) the present method of recruitment to the administrative class. We do not propose any radical change; that is, we assume that, as in the past, a fairly high proportion of those in the administrative class will be recruited direct from University. At present about 60 per cent come in in this way, and 40 per cent are promoted from other classes. There is no particular sanctity about these proportions: merit should docide them. The proportions will change in any case, since we are suggesting (page 27) some recruitment of older people from outside into the senior Civil Service. We think that our other proposals will improve the quality of candidates. The high status of the kind of Centre of Administration which we envisage will be a strong magnet. Further, the prospect of a more "open" career, with more possibility of moving in and out, will encourage the more adventurous and deter those looking for a sinecure: and that is what we want. A good number of creative students probably avoid the Civ;l Service because they do not want, at that early age, to be locked in. The new career will remove that fear. After all, the management trainee in a private firm is not given, and does not expect, a guarantee that he will be free from competition from outsiders all the way up the tree, nor does he expect to be inhibited by a tied pension from moving out. Indeed, be might well be put off by so claustrophobic a prospect. He expects a reasonable crack at the better jobs as they come along-knowing that most of them will go to insiders. But he feels no sense of grievance when the occasional outsider comes in, and be feels free to move elsewhere if the prospects look better. THE ADMJNISTRATORS We have not considered pay in any detail: the pay structure obviously be such as to provide reasonably attractive prospects good graduate. The number of recruits required for the administrative class will probably rise. It is true that we ·expect a higher proportion of experts in some ministries (page 39). On the other hand, it looks as if the senior Civil Service is now underS'taffed (page 23), and this is probably the more im portant of the two fuctors. What changes, if any, should be made in the method by which the direct entrants into the administrative class are selected? Three main criticisms have been made of the present system. First, a very high proportion of successful candidates comes from Oxford or Cambridge. Second, a very high proportion of those who are successful have taken an arts degree -notably in classics or history. This mattered less before the war when the tasks of the civil servant required less technical knowledge than they do naw. Thirdly, it is suggested that the examination tends to select in favour of critical, and against creative, intelligence. Not enough weight is given to the candidate's interest in some subjects; the selection methods tend to pick out those who can, in a disinterested way, cut up into logical pieces any question that is put before them. As regards the concentration on arts subjects and on Oxford and Cambridge, we do not claim that all universities are equally good at all subjects. But we do claim that if civil servants are to be broadly representative of the QUblic tbey serve they must be drawn from as wide a range l .,.J1 of universities as possible and include natural scientists as well as social \ .0 ~ scientists, the products of the newest as well as 1the oldest universities. ~.. ~ There is something strange in a system where 40 per cent are recruited from ~j olther classes, mostly with no degree, and the rest come mainly from two ~ \ .._. universities. Somehow the net is not ca'tching talent from other universities, and these are now expanding rapidly, in some inS'tances developing ·new curricula which may provide a good background for administrators. In theory-and so far as concerns conditions of entry and examination syllabuses in practice too-the doors are wide open to graduates from all universities and all faculties. But th·e fact remains that the great bulk who enter are students of literature, history and (to a much lesser extent) economics from Oxford and Cambridge. We do not suggest that this is due to conscious bias by the Commission nor deny the statements in their Reports that they are anxious to redress the balance. The fact remains that they have not done so. The most probable reasons seem to us to be: (a) Scientists and mathematicians are (more than pre-war) attracted to jobs where they can make more direct use of their subjects and the opportunities to get to the top of the career ladder are greater. (b) ' Non-Oxbridge graduates believe there is a bias and do not apply. (cl The Conyrission may unconsciously regard the typical existing e..\)'(.r ~~ 01\ .~(.. J \.-d.u. c.e.J. ~. '· l " ~ ~.~,~~~ ~~~ ~/ THE ADM>NNuitable people may not be available as junior Ministers or within the deP"artment, and the role of consultant or adviser on a particular field may be too specialised. We recognise the need to avoid excessive patronage, not so much because people would queue for the jobs at civil service salaries, but because patronage for jobs close to the Minister may demoralise the service and make normal recruitment harder. But we believe that the experience of the United States and Continental countries indicates the value of personal aides of this kind and that the disadvantages of excessive patronage, which exist in the United States, would be avoided if something akin to •the Continental system of ministerial cabinets were adopted. That is to say, a Minister would be able to make a number of outside appointments-up to, say, three or four-as assistants in his private office. They would have direct access to him and to all information in the department; they would not make administrative decisions; they would be there to assist the Minister i'n making use of the machine to formulate policy. We do not propose that such .appointments should be made automatically in all departments. We doubt whether, say, Service Ministers or the Postmaster-General would find them useful. We propose that they should be subject to the approval of the Prime Minister, and that pay should be determi'ned in the same way as for other temporary appointments. The distinction would be that these were personal appointments, made from outside the service for the tenure of office of the Minister. These changes are not startling. Strong Ministers do, in fact, get in the people they want in one way or another now; some personal or "political" appointments do take place. For example, Lord Robert Cecil served the second Labour Government as a delegate and expert on the League of Nations; Philip Noel-Baker (who was not then a Member of Parliament) served as personal assistant to Lord Parmoor and later to Arthur Henderson. THE ADMINISTRATORS Nowadays there are non-political all-rounders, like Lord Plowden and Lord Franks, who shimmer in and out of government service (or service on committees of enquiry) without exciting adverse notice. And a succession of Prime Ministers have had personal appointees near them, admittedly with widely differing functions and influence: Chamberlain (Sir Horace Wilson), Churchill (Professor Lindemann, later Lord Cherwell), Attlee (Mr. Douglas Jay, before he became an M.P.), Eden (Mr. William Clark as Press officer), Macmillan (Mr. Wyndham as unpaid private secretary). In ~ some instances the people were peers, but it is difficult to regard e\evation t..:lS'nli.J to the peerage as a solution becoming to a Labour Government., Others 0 were unpaid, agai~ a solution that \S not satisfactory, especially to a Labour 1 Government. ~o\.e.A:' t1 cAcv~\\ Far from regaroing outside appointments as in some sense immoral, or to be concealed, we regard them as desirable, indeed essential, if a new government on coming to power is to have vitality and is to succeed in devising, presenting and executing new policies. We believe that it is high time that an end was put to the error of pretending that governments can change but none of their servants or advisers ever should. 6. Conclusion Summary In summary, our main proposals are these: )\' 1. The removal of Establishments (i.e. personnel management) from the Treasury to a reformed Civil Service Commission refreshed by new appointments and reinforced by staff carried over from the Treasury (page 33). 2. The new Civil Service Commission to be instructed to institute an enquiry into recruitment of administrators with a view to widening the net; and a more energetic campaign to recruit people from universities other than Oxford and Cambridge and from subjects outside the hberal arts (page 26). 3. Free movement into and out of the service aided by the institution of unified, contributory pensions with a corresponding adjustment of salaries; at of the day, and per~onal aides to provide general help to Ministers in their private office. Limits of the Study We should note the limitations of these proposals. They are confined to the character of the senior Civil Service as a career, the reform of which is of key importance. We have not dealt with the division of responsibility for economic policy as between Ministries, which we regard as a separate issue from the question whether Establishments should be in the Treasury. Nor have we considered the problems of the non-administrative classes of the Civil Service below the senior ranks. We know that there are important issues here. In particular, we feel that the time has come to review the three class structure between administrative, executive and clerical ranks. There is already a lot of overlap and much promotion from one class to another, to t'he point where the preservation of the system seems to do little other than foster feelings of inferiority and superiority. Moreover, the general improvement in educational standards must mean that the recruitment of those with University degrees (or degree equivalents) into the executive class will increase. It already takes place, especially in equivalent professional grades (e.g. Experimental Officers). We recommend that this and other . similar issues should be reviewed soon by the new Civil Service Commission. THE ADMINISTRATORS Nor have we dealt fully with the problem of scientists in the Civil Service. We are conscious that there are special problems here, arising from the difficulty of maintaining in administrative posts people who are in touch with a rapidly changing s'Jbject. We believe that our proposals for an integration of grading in the higher ranks and for greater mobility should help, but we have not felt qualified fully to examine the special problems in the field of science. · The Need for Action We recognise that a number of the reforms which we propose are already there in embryo . There has probably been an increase in consultation with, and use of, experts in the Civil Service. There has probably been a slight increase, too, in the amount ·of movement in and out, though this is difficult to establish. A 14-to 21-week course has been established for Assistant Principals. The danger is that the need for reform will be./ met just by a minor extension of these various developments. This would not be satisfactory at all. The character and efficiency of the service will not be changed by making more exceptions or more minor modifications to the rules. An explicit announcement and change is needed which makes clear that the Civil Service is now an open career; an increase in the number of movements in and out, by act of grace,. is no substitute for this. We are against leaving the organisation as it is and asking it to reform itself. For a long time no political party, whether in office or not, has been prepared to criticise the system or touch it, for fear of being accused of tampering, for the sake of narrow political ends, with a cherished nonpolitical machine. The Civil Service has therefore tended to be left to play the roles of prosecuting counsel, defending counsel and judge of its own case. Such outside enquiries as there have been, have been met all too often by stone-walling. In the polite words of the Assheton Committee, "Like other organisms it (the Civil Service) has to a considerable extent already adjusted itself to changing conditions, but not so .fully as might be, and rather under the compulsion of events than by deliberate intent." Although civil servants now recognise all is not perfect, they still retain an ambivalent attitude to reform. They will argue with equal conviction that reforms are unnecessary or undesirable and that they are already being made. Tod'ay there are signs thaJt a consensus of opinion in favour of reform of the Civil Service is emerging a.mongst those in all parries who are concerned with the problems of modernising Britain. No party need therefore fear that in introducing the reforms we propose they will be attacked for acting on doctrinaire grounds for the sake of narrow party interests. Nor need they set up a Royal Commission or committee to tread the ground again. They can be sure, that, if they act, they will be making a real contribution to the progress of Britain. THE ADMINISTRATORS APPENDIX Those who have gone from the Civil Service to business include the following (Directorships as given in the 1963 Directory of Directors.) A. Regular Civil Servants who left in mid-career. 1. S. P. Chambers, C. B., C. I.E. Imperial Chemical Industries Ltd. (chmn.) African Explosives & Chemical Industries Ltd. (dep. chmn.) Imperial Chemical Industries of Australia & New Zealand Ltd. Liverpool & London & Globe Insurance Co. Ltd. (also London bd.) London & Lancashire Insurance Co. Ltd. NaJtional Provincial Bank Ltd. Royal Insurance Co. Ltd. (also London bd.) Lar,!)o.J 5:. c>~oo... oF-£Cl I'JO n IC .$ Co L D> 2. Sir Leslie Rowan, K.C.B., C.V.O. Barclays Bank Ltd. British Aircraft Corporartion Ltd. (dep. chmn.) Canadian-Vickers Ltd. Overseas Development Institute Ltd. Robert Bobys Ltd. Vickers Ltd. (Mang.) Vickers-Armstrong Ltd . Vickers-Aviation Ltd. Vickers Australia Pty. Ltd. Vickers Nuclear Engineering Ltd. 3. Sir William Strath, K.C.B. Aluminium Foils Ltd. (chm.) Canadian British Aluminium Co. Ltd. (chmn.) Legal & General Assurance Society Ltd. Manicouagan Power Company (vice-chmn.) Tube Investments Ltd. (jt. mang.) 4. Sir Edward Playfair, K.C.B. International Computers & Tabulators Ltd. (chmn.) Glaxo Group Ltd. Westminster Bank Ltd. Westminster Foreign Bank Ltd. 5. F. A. Cockfield Boots Pure Drug Co. Lrtd. (mang.) Boots Cash Chemists (Eastern) Ltd. Boots Cash Chemists (Lancashire) Ltd. Boots Cash Chemists (Northern) Ltd. Boots Cash Chemists (Southern) Ltd. Boots Cash Chemists (Western) Ltd. 11IE ADMINISTRATORS 6. Sir Henry Wilson Smith, K.C.B., K.B.E. Cory Bros & Co. Utd. (chmn.) Doxford & Sunderland Shipbuilding & Engineering Co. Ltd. (chmn.) Guest, Keen & Nettlefolds Ltd. (dep. chrnn.) Maris Export & Trading Co. Ltd. (chmn.) Powell Duffryn-Copee Ltd. Powell Duffryn Engineering Co. Ltd. (chmn.) Powell Duffryn Ltd. (chmn.) Stephenson Clarke Ltd. (chmn.) 7. Sir James Helmore, K.C.B., K.C.M.G. S. G. Warburg & Co. Ltd. British & French Bank Ltd. British Thermostat Co. Ltd. Standard Industrial Holdings Ltd. Sutcliffe, Speakman & Co. Ltd. Thames Plywood Manufacturers Ltd. (chmn.) B. Regular Civil Servants who entered business after retirement. 1. *Sir Frank Lee, P.C., G.C.M.G., K.C.B. The Bowater Paper Corporation Limited. 2. *Lord Normanbrook, P.C., G.C.B. Tube Investments Ltd. C. Temporary Civil Servants. Lord Plowden, K.C.B., K.B.E. Tube Investments Ltd. (chmn.) British Columbia Power Corporation Ltd. C. Tennant, Sons & Co. Ltd. Commercial Union Assurance Co. Ltd. National Provincial Bank Ltd. * Directorships given in Moodie's Information service. Receat Fabian , 232 Too ~ANY PEOPLE? A. Carter -3/233 WORKERS' CONTROL IN YUGOSLAVIA Frederick Singleton and Anthony Topham 3/234 T AXBS FOR A PROSPEROUS SOCIETY Bruce ~illan 3/~ ,235 INDuSTRIAL RELATIONS: SWI!DEN SHows THE WAY Jack Cooper 3/236 THE HEALTH OF THE NATION Laurie Pavitt 3/6 2'J7 NEW LOOK AT COMPREHENSIVE SCHOOLS ~ichael Armstrong and ~ichael Young 2/238 THE COMPANY AND THE COMMUNITY 3/. Paul Derrick 239 BUlLDING FOR A NEW SOCIETY · Harry Brack 4/· 240 MASSACRE IN RWAND A Aaron Segal 3I TRACTS 345 THE COMING STRUGGLE FOR SOUTH AFRICA Sandor 3/6 346 · PLANNING FOR PROGRESS Thomas Balogh 347 NATIONS AND NUCLEAR WEAPONS Elizabeth Young 348 PENSION RIGHTS AND WRONGS Tony Lynes 349 THE ~EANING OF WORK Lisl Klein 350 AN INCOMES PoLiey FOR LABOUR Michael Stewart and Rex Winsbury 3/· 351 SociALisTS AND MANAGERS A Fabian Group 352 A LABOUR BRI1AIN AND THE WoRLD Denis Healey 353 FREEDOM IN THE WELFARE STATE Brian Abei-Smith 354 BoMB:> AND VoTES Wayland YOtmg Prlnt•d 111 Guat Britain by Devonport Press Ltd. T. U. 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