BRITISH LIBRARY OF POLITICAL AND ECONOMIC SCIENCE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE lO,PORTUGAL STREET, LONDON WC2A 2HD Tel. 01-405 7686 fabian tract 460 a family service for the mentally handicapped chapter 1 myth and community care 1 2 the dilution of community care 3 3 failures of policy : the white paper reconsidered 7 4 labour and mental handicap 17 5 beyond community care 20 the author Walter Jaehnig is an assistant professor 'in the 'School of Journalism at Indiana University, USA. He worked as a reporter and editor on American newspapers before taking up a post as research officer at the University of Essex where he ~carried out a study on families with mentally handicapped children. After receiving his doctorate in 1974 he worked for a year as a course consultant at the Open University. From 1971 to 1974 he was a member of the Campaign for the Mentally Handicapped. acknowledgementsThe author is very grateful to several people who have commented upon an earlier version of this pamphlet and called his attention to valuable material that proved helpful in its revision. He particularly would like to thank Alan Tyne, Peter Townsend, Timothy Booth, Peter Moss, Adrian Sinfield, Oavid Boswell and Vince Gorman for their advice and counsel, though of course none of these should be held responsible for the views expressed in this pamphlet. this pamphlet, like all publications of the Fabian Society, represents not the collective view of the Society but only the views of the individual who prepared it. The responsibility of the Society is limited to approving publications it issues as worthy of consideration within the Labour movement. Fabian Society, 11 Dartmouth Street, London SW1 H 9BN. January 1979 I'SSN 0307 7535 ISBN 7163 0460 0 1. myth and community care R{p) 2J:J/z/7qMore than a decade has passed since newspaper allegations of mistreatment of mentally handicapped patients at ElyHospital, Cardiff, broke upon the unsuspecting public. The report of the official enquiry, published .jn 1969 by Richard Crossman, Secretary of State 'for Socia'] Services (Report of the Commission of Enquiry into Allegations of Ill-Treatment of Patients and other Irregularities at the Ely Hospital, Cardiff, Cmnd 3975, HMso), described disturbing conditions in the hospital and provided a lengthy catalogue of nursing and management malpractices. While many professed surprise that such conditions existed within the National Health Service, a spokesman for the Natiour's earlier attempts 'to 11ie healtlh services more closely to local government, preferring instead to dea~ directlyw'ith central government (see Barbara Castle's discussion df this point in NHS Revisited, Fabian 11ract 440, 1976). The corrtinuing diV'ision therefore between sooi·al servli•ces departments, !financed t!hrough local councils and the Treasury financed health service 'has ·acted as a pdtent disin·cen'five to the development of support services. As long as local authorities could Shift responsibility for supporting a lhandica'pped person off the rates byadmitting him to hospital, lit had no compeH< ing incentive to develop it'S local services. Similarly, while 'the hospital service was bolstered by a'Pparent local authority demands tanda!'d that the 'Present Government's joint financing arrangement must be measured. 3. failures of policy: the white paper reconsidered The long awaited Whi,te Paper ·On mentlal handicap aoppeared in June 1971, .between the prospective re-organisation of the loca1 social services and the NHS. Thoughits rhetoric suggested a renewed commit· ment to •the Royal Commiss'ion's principles, its pradtical propo·sals conveyedhesi'tancy, oaution and compromise. J.t called for a continued extensi·on •of the community 'Care concept, but estimated that after 20 years a hospital populationof 34,000 (about 56 per ·cent of 1969 levels) would 'be retained. lit emphas'ised the impo·rtance of suppor.tive services f.or menta1ly handicapped people tand 't'hei·r famil1ies, but predi·cted that more handicapped people would go into residential care in the future. It exhorted local authorities to make greater efforts on behalf of the men'tally handicapped, and oalle'd for greater coUaboraVion between heal~h and social ·services departments in planning services_jbut presented a spending programme heavily weighted 1in faV'our o'f moderni•sing the hospi~al service. the case againsthospital care Neverthele~s. the Government presen1ted in fhe Wihilte Paper .a strong case against the long-stay hospitals and VheJir segregative pattern df care, not'ing that manyinstitutions were too ·old, too large and too remdte from it!heir patients' 'COmmuni't'ies. " Isola'tion •also affects pwfessiona: l work, 'CUtting off staff and patients from the rest .of medicine, nursing and sooral work, and tending to ~n'hi'bi't rhe dissemination and appi'ication of ideas and methods, inc1uding meiVhods of management, which have proved benetidal in o~her hospitals". Hospitals were overcrowded ·and under staffed, pr·ovi'dingpatients with l'ittle a•ctivity, privacy ·Or amenity. More important, under such conditions " hospital 'Jtrealtment ' is restrkted to meeting the patients' most basic physical needs". 'J1he White Paperquoted extensively from rhe fiTst report of t'he NHS's Hospital Advisory Service. which h'ad a'ttributed many problems in the hospitals to bad management: " 'J1hese con'ditions are the fault of management at all levels, no't ·df ward staff, and the latter are under~anda'bly resen'tful of crrtJCJsm they have sometimes received ". The White ~aper concluded: " Fundamentally, what has happened rion must he in the allocation of greater resources to the 'hosp'ital service. 'J1he Governmenlt accordinglyannounced ill: was stepping up the >interim programme to upgmde the existing hospitals 'begun in 1969 by Ri·chard Cwssman Jiol1owing pulili•cation of 'fhe Ely report. The White Paper als·o ·cllllled for the constructi·on over a period of yearsof new hospitals •contain'ing a maximum of 200 beds (based •On local population bases •of 250,000). Meanw'hi·le hospitalpopulations would be reduced by some 26,000 patients by lt'he expansion ·of community residential provision. It is difficult to a•Pgue w'it ting fa'ctor in providing •developmental and supportive services to the retarded," Conley 'Concluded (op cit). financing the future patternof care Notwithstanding ~he White Paper's continuing support for the hospital service, it also called upon local authorities to provide a social support servi·ce based upon ·the families of handicapped persons. It admitted for example that " only a smal1 start " had 'been ma'de in providing these services: " M·ost parents a-re devoted to their handicapped children and wish to care for them and help lthem to develop to t'hei·r full potential. About 80 per cent ·of the severely handicapped children and 40 per cent Qlf the severely handicapped a'dults Iive at home. Their families need advice and many forms of help, most df which a't present are rarelyavai'lable .. . a handi•capped child needs the ·affection and Sltimula:ting companywhich ·a family n•ormally provides for its children." A'l·so, "Children living with their own f·amilies have been shown to be much less .bruckward in social development t'han chitdren ·o'f simil•a•r intel1•igence in institutional care." But when it came to con'Crete plans, •the White Paper failed 1to support this rhetoric ; its projections for !the future described a service strongly resembling tradition•al patterns of ·care. Over a 20 year period, •the number ·df chi'ldren in hospital was expected to decrease by only 13 per cent, from 7,400 'to 6,400 (assuming a stable 'birth rate see table on page 11). Considering aH forms of residentia~ care, the W·hite Paper actual:ly forecast a 15 per cent increase in the number of handicapped persons expected to need all forms of residential care including'lodgings and foster care. In 1969, 134 mentally handicapped people were in res·idential care per 100,000 popul•ation ; the White Paper's projection\<> boosted this to !55 per 100,000 population by 1991. (Itshou1d be noted that the White Paper's figures on the numbers of handicappedpeople in residential care were in substantial disagreement between its table I, "Incapa•city associated with men·bal handicrup " and the planning pmjeotions in table 5). Examination ·of the White Paper's patterno'f expenditure de m o n s t rates the ambiguity -in 'the Government's policy. While commifted 1to a g·reater shift toward 'community care, the spending proposals were weighlted towards proppingup a hospital service t'hatt even 1he White Paper's authors found " intolerable ". And While 'local authorities were called upon to improve " domiciliary ·and other servi1ces to make ilt reasonably possib1e for fami'lies to keep men~aHy handicappedchildren and adul1ts in thei·r homes ", funds under ·central government control were planned :to be expended 'largely uponforms of residential care. The White Paper's financial estimates were presented obliquely and were incomp1ete in many respects, largely because ministers could not prediat local ·authority response to the policy statement or the pa'ttern of toea! expenditure. The estimates seemed to indicate t'hat the hospital service, beginning of cDurse with a much larger base, would receive up to £130 million in capital funds ·over the 20 year period, at a rate of about £7.5 million per year. Local authorities were expected to make capi'ta1 eX'penditures rotaUing£154 mi:llion on mental handicap pmjects during this period. Revenue ·expenditure on 'the hospitals was expected to grow from £48 million in 1969-70 to £65 million five years I·ater, and rematies }ate in 1977 (The WayForward, DHSS, HMSO). In spite •of further cuts .in public expendtture, the Government's aims, the document said, remain broadly the same : " . . . to •remedy past neglect of services, particularly those for the mentally ,jJJ and the mentally handicapped." But it was apparent that this strategy was running .into difficulty ; the expected transfers from the ·acute and general hospitals were not -occurring and in some circumstances, expenditure on these services might need to be increased. The best indication however that the White Paper strategy was bein-g compromised by the needs of the hospital service was prov•ided in an appendix in which regional health authority strategic plans were reviewed : " All regions foresaw slow progress in providing district ·based services for the mentally ·ill and handicapped and in closing J.a•rge psychi ·atJ1ic hospitals. There were widespread doubts about the abil-ity of l·ocal author.ities, despite joint financing, to prov.ide -residential and day care serv•ices for those groups. Most regions still had Large institutionalised populations. Several commented on the increased revenue cost of providing treatment in smaller centres. But the main problem appeared to be a conflict, at least in the shorter term, between the priority for serv-ices for the mentally ill and mentally handicapped proposed in the consultative document, and the pressures on regions to invest ~n acute services " (Appendix II). Within loca'l authorities as well t'here a:re ·conflicts between social services ex· penditures on domicil-iary and com- munity-care services, on Ca!pi>tal investments on residenti•al fa,cili:~ies for t'he mentaiJly handicapped and menta•lqy ill, the elderly and physica1ly handicapped people. Rather than promoting an expansion o•f community care services, the term of the current l.;a:bour Government has seen the balance shift somewhat toward spending on residential accommodation ; between 1974-5 and 1976-7, the net share ·of personal social servi·ces expenditures devoted to res·identia.J care by Qoca'l authorities has grown from 44.8 to 46.2 per cent, while community care spending has dropped from 24.6 to 22.9 per cent (The Government's Expenditure Plans, 1978-79 to 1981-82, Omnd 7049-11, HMSO, 1975). the joint financing scheme In this context, the Government's jointfinancing scheme, announced .in 1976 and •rev.ised the foUowing year, must be watched carefully. Joint financing is meant to provide a financial incentive for health and social serVJices authorities to collaborate in planning and deliveringassistance to groups such as .the mentallyill and mentally handica·pped, the physically handicapped and the elderly. There akeady ·is a statutory obligation uponthese authorities to co-operate in this manner under the NHS Re-organisabionAct 1973, but this linkage has failed to· develop. As Mrs Castle said .in her NSMHC speech in 1975, " . .. we must be disappointed that there has not been that dramatic change in attitudes nor, as a consequence, that improvement in collaboration and joint planning between health and local authorities which was, and is, central t·o the full success of the White Paper's strategy ". The Government's strategy has been to foster the creation of a bewjlder.ing aHayof consultative and planning teams to develop 'these impoved aott'itudes and better co-ordination : the National Development Group for the mental'ly handicapped (NDG) and Development Team (oT) at the DHSS level, joint ca•re planning teams (JCPTS) and sub-groups in appropriatespecialities-such as mental handi•capon the Area Health Authority (AHA) 'level, and district planning teams (OPTS) to assist the di•strict mana:gement (DMTS) in hea'ith autho6ties. These are in addition to the joint consulta:tive committees (Jccs) estab1ished in 1974 to advise Area Health Authoribes and local authorities on their performance. To give aU this collaboration an edge, the Government has announced that funds would be available-up to £43 mil~ion in 1980/81 in capita'! and current financing for joint p1lanned projects. Under this plan, health authorities are permitted to provide, fr.om their own resources, capital funding for selected soci-al services projects, funds to underwrite the operating costs of these or other social services projects, or speoial arrangements giving local authorities the use of National Health Service land or property. The criteri•on to be used by health authorities in making the decision to provide this assistance is that the authority js satisfied that the " spending is in the interests of the NHS as well as the local authority, and can be expected to make a better oontr.ihution in terms .of t•otal ca·re than if direct'ly applied to health services" (oHss). The jo·int financing plan provides a method of transferring centra1 government funds to local authority social services departments. It a~so pl-aces the onus upon local authorities to deve'lopservices and assume ·the future costs of their operation. The joint financing circular recognised that in the current economic situation many l•ocal authorities wou'ld be reluctant to make heavy capita1 investments without assurance that theycould bear the operating costs in the future. Therefore, " . .. it will be appropriate for a signi'ficant proportion of these funds to be directed to supportof revenue activities not requiring capital investment. In these circumstances, joint financing assistance may 'be used to maintain existing personal social services which might otherwise be at risk, o·r to support capital projects already begunby LAS ". So if used imaginati-vely, the joint finan:cing scheme coutd be used to develop non capital domi•cihary services to prevent or postpone fhe need for insti1tutiona1 admi·ssions. It remains to be seen how the joint- financing plan wi'll work in practice. An early assessment of ~he scheme published by the Disability AHi·ance, found that while some heal-th authorities and social services departments were taking advantage of it in deve'loping innovative domicil ·iary and non-institutional services, in other area·s, " the joint financing scheme seems to be adding to the pressures to insti·tutional-ise •la:rger sections df the population, or, at least, provide an a~ternative form of institution for those who would previoiJIS!y have been cared for within the 'hospital system" (The Choice Between Family Support in the Community and Segregation of Client Groups in Residential Institutions, 1978). It might be questioned whether local authorities possess the imagination -or means to take full advantage of the pian, or whether the health authorities wii'l concede that it is in the publ·ic interest to develop nonmedica1, non traditional services in the community ru; a matter of high priority. FinaUy one of Vhe reasons Why jointpLanning has not taken place in the past can be traced to differences •in philosophies and professional approaches between the medical -and social services establishments toward the care of groupssuch as the mentally handicapped. Also it might be questioned whether the recurrent cuts in publ-ic expenditure might dampen these collabopative efforts, leading health officials to protect the hospi-tals and the rest ·of thei•r tePritory. These questions will be answered only as the jointfinancing scheme develops and future expenditures on health and the personalsocial services might be compared. 5. beyond community care When pl·an is latid upon plan, reorganisation upon .reorganisation, one sees that the weakening of the " community care " ideal has been the distinguishing feature of social policy for mentally handicapped people in the 1960s and 1970s_ There have been improvements in t•raditional services, to lbe sure, and uneven development of some community services_ This is not surprising: the succession of Elys, Farleighs, South Ockendons, Whi-ttinghamsand Normansifields was bound to stimulate changes of some magnitude in a clearly out moded system oif care_ Yet these marginal deveJiopments should not be over estimated: they cannot be mis taken for the radical transforma·tion of pohcy that conditions demanded and optimistic rhetori•c promised_ And few would argue that they 'have been a 'liberating influence on those traditionaNy shunted from the communi•ty for disa' bi'lity df mind. A curious footnote to the per.iod has been the performance of Labour with regard to the mentally handicapped_ The 1964-70 Government not only presided over the storm of publicity regarding conditions in the subnormality hospitals, but in the late 1960s actually cut local author,ity loan approvals for tra.ining cent•res .and residential provisi·on for the mentally handicapped (Nicholas Bosanquet, " Inequalities 'in heal'th," -in Labour and Inequality, Fabian Society, 1972)_ Despite Richa·rd Crossman's tireless campaigning in demonstrating the need to .improve conditions for mentally handicapped people and his implementation of stop gap measures to reduce the •inequalities between the subnormality hospitals and other instituti·ons, the Labour Government's long term pol·icy on mental handicap failed to emerge before -its defeat ,in the 1970 general election_ In view of these past performances 1it is peculiar that the ·present Government would be satisfied with a reaffirmation of the Conservatives' conception of ref·orm. The victims of this failure ,in pol,icy are of course mentally handicapped people_ What is not clearly understood is that a policy can be successful ·in improvingJ.iving conditions of handicapped people, yet fail to forge the desired l.inks with non-handicapped members of the community_ Segregative aspects of life in the long-stay hospitals are familiar, and no one has yet demonstrated how the expensive upgrading programmes will lessen the social isolation of hospital patients' lives_ Whi'le the recent report of the National Development Group for the MentallyHandicapped made many impor.tantrecommendat•ions to the Government regarding the mental handi•cap hospitals (among others, that an independentinspectorate be establis'hed to inspect all ser.vices for mentaHy handicapped peoP'Ie; that a more radi•cal shift be made from hospital to community services ; that a method be found to earmark centra'! government funds for loca1 authorities for mental handicap serv-ices ; and that the role of the mental handi•caip hosp