BRITISH LIBRARY OF POLITICAL AND ECONOMIC SCIENCE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE lO,PORTUGAL STREET, LONDON WC2A 2HD Tel. Ol-405 7686 fabian tract 472 justice, welfare and juvenile delinquents. chapter 1. 2 introduction historical review 1 2 3 4 5 6 welfare and justirce Warwickshire-a oase studyconstructing 1a sociaHst p'enal pol-icy for youngsters summary of proposals 6 8 14 20 the author: John May spent seven years doing rresearch :in local authority Social 'Servi'ces Departments, the last five in Warwickshire. During this time with Warwickshire Social S'ervices he carried out a two year study of the effects of social work intervention in delinquency, and has 1published three p~apers on this work. He is currently employed ~in the Corporate Planning Unit of Hampshire 'County ~council. The views ·expressed in this pamphlet •are his own and nOit those of either Warwickshire or Hampshire County Councils. acknowledgements : I am grateful to the many people in Warwickshire who helped in the research I undertook into the 1969 Children and Young Persons Act and its impact on delinquents. Also to those who encouraged me to ·embark on writing a ·Fabian ,pamphlet, to Margaret Kealy .for typing it and to ~Bob ·Bessell for awakening my interest in the subject in the first place. this pamphlet, like all publications of the Fabian Society, represents not the collective view of the Society but only the views .of the individual who prepared it. The ·responsibility ·of the Society is limited to approving publications it issues as worthy of consideration within the Labour movement. Fabian Society, 11 Dartmouth Street, London SW1 H 9BN. December 1980 I·SSN 0307 7535 ISBN 7163 0472 4 H-v 1. introduction 914(:, ~4-.b Why should socialists in particutar be concerned with delinquents? Humanitarian reformers have a long and honourable tradition of concern for people in prison and the humanitarian stra:in is an essential part df the socialist ma:ke up. Without the reformer~S' efforts we mightstill be using prison hulks moored in major rivers to con·tain our youngoffenders. Marxists too can legitimately point to the overwhelming evidence of class bias in the treatment of young~Sters who indulge in anti-social acti~ity. The workingclass and black youngsters-those at the bo'ttom of our society's heap-are the ones who figure mo!jt prominently in the criminal statistics. ·At the opposite end of the political spectrum, the Tory .Riight with their obsessional demands for more "Jaw and order", to say nothing of the ritual caH for bringing back the birch, also recognise that many criminals have graduated to adult crimes from juvenile delinquency. Their remedy, immortalised 'by Mr Whitelaw's phrase "the short sharpshock", is intended to intervene in the process of maturing from delinquencyinto crime. Whatever else one may say a~bout the 1979 election result, there can be httle doubt that for ·once a traditiona•l Tory tune found an electorate willing to sing it. At this level, too, socialists need to be concerned with the treatment of young offenders since we need to be able to challenge Tory policies on every front and not just on economic issues. A further reason for sociaol:is't concern is that a socialist society must surely be one in which every effort is made to allow each individual a full and equalshare in that society, in which youngsters are not denied their share by beingwritten off as casualties of modern liofe but are helped to retain or regain their all too often precarious membership of that society. It should a-lso be said that the waysociety, any society, behaves tCJIWards its youngsters when they break the la,w pro vides -an imight in•to the fundamental principle on which that society is based. l1f a socialist society js to be fundamentally different from what we have now, its penal policy will have to be different too. Political discrn;sion has to be about aH the members of our society, including those who break the mles, if it is to be worth any•th·ing at all. This pamphlet will descri-be some of the immedia:te steps that should be taken to ensure that delinquents are dealt with according to socialist principles, for no society we are ever likely to see wiH be free from delinquency or crime. It begins with a bri'elf historical review to set the scene and then outlines the two main principles which have dominated penalpohcy and thirrking for a very long time and which we need to move beyond in develop·ing a socia•list approach to delinquents. The fourth chapter consists of a case study of one part of the country, Warwickshire, and one group of delinquents ---1:hose for whom the 1969 Children and Young Pel'\Sons Act introduced new measures. With supporting evidence from a variety of other sources, this chapter is the one which provides ·a critique of present practice and also points the way forward. The final chapter puts forward some proposals for a new policy for dealing with del1inquents. 2. historical review The main statute relating to the treatment of juvenile offenders and those in need of care and control (in England and Wales) is the Children and Young Persons Act 1969, which, despite its tittle, did not come into force until 1 January 1971, and even then only in part. Since 1971 various changes have been made to the 1969 Act but it is stU! the main statute. It is instructive to trace some of the history lying behind this Act, in par· ticular the principle of abolishing the distinction between chiLdren who were officially classified as delinquent and other children in need or in trouble- the distinction being the depraved and the deprived, as it has been succinctly, if inaccurately, put. The early nineteenth century is as good a starting point as any for this brief history. England was like most other countries in that the prison system played host both to child offenders, to children awaiting trial and to a:dulshments under Certificates of Unruliness (because the local authority homes couldn't handle them) were aJ,l to be phased out. the act in practice Unfortunately it hasn't quite turned out like that. Sentences to Detention Centre can still be made, as they can ~o Borstal training (through the Crown Court, not the juvenile court). Remands to adul't prisons ca-n still occur as well. Meanwhile the expected development of noncustodial, humane treatment measures by Social Servi-ces Departments has proceeded only slowly. But the crucia·l weakness of the 1969 Act is that it also made provision for " secure accommodation " which has come to mean in many cases cases locking children up. There are enlightened secure units where containment is secondary to treatment and there is a high ratio of well qua\i.fied staff to youngs-ters. Yet eligihiJ.ity for this kind of intensive care is gained in practice by proving that one can break out (literaHy or metaphorically) of all other forms of care! And if even the l-ocal authority system cannot cope, there is al,ways the Youth Treatment Centre (provided bycentral government) as a backstop complete with aH kinds of fancy electronic security Cllpparatus. This one loophole, the small minorityof disturibed and difficult children who require " treatment in conditions . of security", is capa:ble of ruthless exptOltation by the law and order brigade, and is fast leading to devastati-ng conse quences. As cash becomes more and more scarce for community based approaches to dealing with delinquents, so does cash become avail1able for creating tougher and tougher regimes for delinquents. As social workers find they have less and less time to spend with youngsters in trouble with the law, so they react by shunting them further a-nd further into the embraces of the penal system, and what can easily become its local authority counterpart, the residential chi·ld care system. What is truly frightening is the prospect of a complete polarisation, with magistrates being faced with a choice becween non-custodi-al penalties, such as fines or attendance centre orders on the one hand and junior prisons (under different names of course) on the other. This scenario, by no means far fetched, would represent a triumph for the justice side of the coin-and it can al-l be done in the name of the very Act which tried to put welfare on top. This historical review, sketchy though it is, brings out the main theme of the last 150 years, the continual tension between the welfare of the youngster and the demand that youth be no excuse for criminal behaviour. It may seem that welfare has gradually gained the upperhand, but the way we treat youngstershas not altered very much at a:ll. The reason for this is that the advocates of " welfare" have constantly had to have regard to the strength of the " justice " camp, and have had to make concessions which, while apparently innocuous, have virtually undermined the gains that were made. Since the two principles of justice and welfare are so central to the whole debate, the next chapter looks at them in some detail. 3. welfare and justice Current practice in this country is a mixture of these two principles or models and it is rare to find either being advocated in its pure form. Nevertheless, many magistrates take the view that they are thwarted in their attempts to carry out justice by the refusal of welfare- minded social workers to accept that justice has any further part to play once the finding of guilt has been made. two models Now a summary of the main features of each of the two models of thinkinga;bout and dealing with young offenders, adapted from the recent Report of the Children and Young Persons Review Group (HMSO, 1979) which considered legislation and services for children and young persons in Northern Ireland. Pirst the justice model: * Delinquency is a matter of opportunity and choice. * Insofar as a person is responsible fm his actions, he should be accountable for them. * Proof df commission of an off-ence should be the sole justification for intervention by society and the sole basis of punishment. * Society has the right to declare certain behaviour as unacceptalbl·e and to impose sanctions and controls for deviant be- havi·our. * The court has a dual roJe-saJfeguarding society by imposing sanctions, but also protecting the delinquent to the extent that his rights as a citizen, especially his right to liber-ty, are onlyinfringed by judicial process. "' There should be proportionality between the seriousness of the delinquent behaviour and society's response, bet-ween the offence and the sentence. Next the welfare model: • Delinquent, dependent and neglected children are all products of an adverse environment. All forms of disadvantage are relevant considerations. "' Delinquency is a pathological condition. "' Delinquents can therefore not be held responsible for their actions-they need treatment and not punishment. * Treatment is possible. * Because we are thinking of treatment and not punishment there must be a high degree of flexibility and discretion in its application. * Treatment has no harmlful side effects. * The child and his welfare are paramount though considerations of publicprotection cannot be ignored. counter claims The Northern Ireland rep·ort goes on to outline the counter claims that are often put formard in rebuttal of these two models. The welfare model, for instance, is criticised for its underlying hypocrisy -offering the promise of help for a pathological condition but in fact beingconcerned with social control. Anyonewho breaks society's rules must be sick and should therefore be subjected to assessment diagnos·is and treatment. H the treatment doesn't work at first, it indicates that a different sort olf treatment is needed, not that the concepts o'f health and si-ckness might have been inappropriate'ly applied. Also, since the welfare model takes delinquency out of the legal sphere and into the medical one, different standards of individua•l rightsand li-berties apply, usually much .Jess strict standards so that the rwelfu.re agencycan exercise an astonishing degree of control over the youngster. For example, a youngster on a Care Order might well remain in care until his eighteenth birth- day-the court cannot unilaterally revoke the order before then, or set a prior •lim'it on its length. The !welfare aJgency on the other hand can apply to the oourt for an early discharge of the order, but the youngster cannot do so on the grounds that he dedines to be treated, even though (with certain exceptions in psychiatriccase) the ordinary citizen and the adult offender both have the freedom to dec'line medical treatment ~f they Wi'Sh. The welfare model is al·so criticised for paying too much attention tQ the needs of the de~inquent youngster and not enough to society's need to he protected 'from his behavLour, 'for 1being " solft on young thugs". It is also criticised [or not being effecti.ve in preventing repetition of offending and not being able to deal with the serious, persistent offender. On the other hand the -justice model is . said to be wiLfully blind to the realities of disadvantage and to impose the standards of behaviour which are acceptable to comfortable middle class society on youngsters against whom the dice have been loaded from the beginning. In more formal terms, for the majority of y.oungsters appearing in court, complete responsibility for one's ·actions is an unre~li:stic assumption. Furvhermore, the vast majority of cases do not inv,olve anydispute over the bets and hence, the argument goes, the judicia1 process is redundant in these ca11es. ALl that is needed is a decision on how !best to deal with the youngster involved. Another criticism is that while the welfare model might erode civil liberties t>o some extent, the justice model is too legalistic, trapping and confusing youngster and parent alike in the unintelligible formalities of the l~w. Finally, the justice model is crit>ici11ed for not being effective in preventing repetition of offending and not being able to deal with serious and persistent offenders-a criticism also applying to the welifare model. The proposals in chapter five dependultimately on a model !which is neither justice or welifare, although it contains elements of lboth. As 1!o the effectiveness of these proposals, at the least ·they •wiH perform no worse than the present arrangements, while there are also grounds for believing that they wi'IJ actually reduce recidivism to some extent. 4. Warwickshire-a case study It may be helpful, having sketched out the historical background and described the phi1osophical co n c e p t s which underline current thinking, legislation and practice, to turn to a case study. It should be stressed 'that the interpretation and the conclusions dra-wn :from bhis study are the author's and not necessarily those CYf the Social Servi.ces Department for whom the research wa·s carried out. Cri'ticism of the 1969 Act, whether lfrom the welfare or justice positions, began as sonn as parts of the Act were implemented in 1971. However, this criticism did not seem to he accompanied by verymuch factua·l evidence on the Act's workings. It was with the intention of providing some factual evidence that Warwickshire Social Services Departmentbegan to study the y.oungsters in its area on whom either a Care ·or SupervisionOrder was imposed during the period1971 to 1976. Care and Supervision Orders were introduced for offenders, in the 1969 Act. A care order, as the name implies, commi'ts the youngster to the care W out of it". Apparently it is possible to do something, albeit ·With limited success, to make an impact Qn a youngster'sdelinquency. It is often said that it is the residential component of the Care Order which makes it work, that sending a youngster away from home is what reforms him. A spell in a CHE '(approved school) can be seen as deprivation of liberty in .order to punish-if y-ou sub~ibe to the justice model-or as an opportunity to remove the youngster ,from his criminogenic env'ironment and expose him to professional help-if you support the 'welfare model. '(The community home itself will pr-obably steer an unea·sy course between the t-wo concepts of why its inmates are there and of :what, as a result, it should 'be doing with them_) Either way, removal !from home is seen as the key. deprivation of liberty Further down the delinquency road the same difference re-emerge, in the form of the Detention Centre and Borstal training. The Detention Centre is " punitive and deterrent rather than reformati ·ve " and 'it ·was al-ways intended to be so. The 1948 Criminal Justice Act introduced " an avowedly strict regime of detention" in order to effect "the aboliti ·on of corporal punishment and of middle range prison sentences if.or under 17s" (J.a.in Crow, The Detention Centre Experiment, NACRO, 1979). Borsta1 tra·ining, on the other hand, was intended to be precisely that-a period (of semi- indeterminate length) of training .to provide constructive alternatives to crime. H, however, we look at the Prison uepartment's official figures for two yearreconvict'ion rates, we find that neither Detention Centres nor Borstals have a particularly good record. The figures are not stricUy comparaJble ·with the Warwickshire ·anes, hut they are relevant nevertheless. For Detention Centres, 73 per cent of those under 17 dischargedin 1974 were reconvicted within two years, while for 'Borstals the equivalent figure was 81 per cent. Hardly very very impressive, although it •Would be wrong to .Jeap to the conclus'ion that Care and Supervision Orders are twice as effective a'S Deten·tion Centres ·or Borstal -the two sets .of figures are based on different populations. Nevertheless, these figures do cast some doulbt on the effectiveness c;f deprivation of liberty, :whether the purpose be punishment or help, and they also strongly suggest that Detention Centres and Borstal are especially ineffective. Investigation of the Warw'iokshire Care Order cases produces sadly inconclusive results regarding the effectiveness of residential care, a milder form of deprivation of liberty. One of the features associated wi~h residential placementsunder a Care Order is .that they tend to be interspersed With periods .at home, S·O that for a youngster to spend the •whole of a two year period ifollOIWing the imposition oof the Care Order actuallyin residential care is .fairly unusual. Allowing for this type c;f complication, though, the results .of the War;wickshire study are still str'ictly speaking inconclusive, ·in that they ·offer no support at all for the thesis that placement in a residential child care establishment diminishes the likelihood that a younsgter will be reconvicted within ~wo years. Indeed a study by Corn'i'Sh and Clarke for the Home Office research unit, concluded that residential treatment or training fails to have a signi,fica·nt reformatory effect (Residential treatment and its effects on delinquency, HMSO, 1975). And yet despite aU ~he evidence, we keep on using these ineffective, expensive measures! As a recent Briefing Paper by the group New Approaches to Juvenile Crime points out : "Since 1968 there has 1been a particularly marked increase in the use of Borstals and detention centres. The use of Care Orders and Supervision Orders has declined" (No. 3, 1980). The pervers•ity of this is well illustrated by the fact that the Home Office young offender psychology unit found that a 'third of the fi'fteen-sixteen year olcls going into closed Borstal do so directly from some tform of socia·l services contact and that in some juni.ordetention centres approximately 50 per cent of the lboys are subject to a care order. As Professor Tutt comments "It begins to look, therefore, as thoughprison department esta:bli·shments ... are becoming part of the repertoire of placements for children on a care order" (Social Work Today, 4 April, 1978). In other word , i.f resident'ial treatment doesn't work, try some more residential treatment! One may perhaps :be !forgivenfor wondering what would happen if the ocial services departments responsiblefor the e youngsters had to pay directly for the use ()If thi accommodation? At best, then, residential settings are ineffective for dealing with youngsters who commit offences, and yet both the courts -representing society, and the socia·l work agencies, representing the young ter -connive at their use. It is very ull'fortunate indeed that deprivation of liberty can at one and the same time symbolisepuni hment for the justice model and treatment opportun'ity for the welfare one. Without this deceptive coexi tence of I wo opposin·g concepts •in the arne ubject, the fundamental differences between 'the two models would surely have destroyed long ago the present unsatisfactory compromise which satisfie neither camp and which damages a lot of young ters caught in the cross'fire. But there is ano•ther line of argumentwhich need's to be !brought to bear on the use of re ident'ial placements, and that i their haphazard nature. Tt is this above all that exposes the danger of all owi ng the welfare model to slide into a p eudo-medical model, as can all too ea ily happen. The as umption df delinquency a being a pathological condition leads to the idea of a ses ment, diagnosis and treatment. What this can mean in practice i that a young ter on a care order goe to an " observation and as essment centre" where his condition will be diagno eel and appropriate treatment pre cribed. However, except in a very small minority of cases, this treatment has nothing to do with medicine and everything to do with finding accommodation. One may well ask why a spellin an expensive institution, staffed byhighly trained people, costing over £13R per week on average in 1979, is necessary'to find accommodat'ion? A study of an assessment centre tby the Portsmouth Polytechnic Social Services Research and Intelligence Unit concluded that the eventual recommenda'tions of the sophisticated and long drawn out assessment process could have been predicted .from a handful of basic tfacts about the youngster, without even seeing him I Apparently, then, assessment makes precious little difference to the type of residential placement used, wh'ich veryoften comes down in 'the end .to a question of which institution has a placeavailable at the right time. Far from the use of residential care !being part of a deliberate treatment plan, as the welfare- medical model would seem to require, it is quite haphazard in reality. Thus, residential care for delinquents would not seem to fulfil any of Vhe dbjectives prescri ·bed ifor it, 'by either 'the justice or the welfare sides of the argument (FirstYear at Fairfield Lodge, Portsmouth Polytechnic, 1976). So what is it about care orders that makes them work? We have seen that " pre-treatment" •factors don't appear to be very important, and that residential care is a very doubtful contender. What the Warwick hire study found ·was that one aspect of vhe care order pmcessstood out above a·ll others for the strength of 'its association with reconviction within two years. This a pect was the stability of the placement pattern: the fewer changes of placement there were and the longer each placement Ia ted the lower was ~he probability of reconviction within two years. The nature of the placement, whether at home or in an in titution, whether in a children' home or in an approved school, did not matter nearly as much as the stability of that placement. The impli cations o.f this key finding are tremendous, especially when linked in with the other evidence I have presented on the effectiveness of Detention Centre and Borstal, and with evidence still to come from the " Massachusetts experiment " in the United States and even from a country whose general Mtitude to law and order 'is usually regarded as beingfar tougher than ours-France. So now we have three things to take into account when looking at why it is that some youngsters 'become recidivists while others do not. These three are the patternf the ruling '(in .the sense df rule making) class, and therefore as having a vested interest in the preservation of whatever it is these rules are desi:gned to maintain, the view is very different ifrom the bottom of the heap. The importance of fraternity now is that unless the youngster from the bottom of the heap can find a con· cerned and caring adult who aligns himself with at least the ·better values of society as a whole and, having found him or her, can relate to this adult in a fraternal not authoritarian manner, then without this relationship he stands precious little chance of relating to and becoming part of that s·ociety, let alone df accepting its rules. supporting fraternity This probably sounds like a very chancy business. As to putring something as mysterious and del-icate as a personalrel·ationship at the centre of a penalpolicy ifor youngsters, this is somethingwhich, it must be admitted, is risky, since personal relationships-perhapsespecially those between child and adult -are notoriously unpredictable. Nonetheless, it is possible to 1buttress this element in the policy with others that are less delicate and .Jess controversial. These elements-decarceration, diversion, decriminalisation and the reduction of opportunity crime-must play a partin a socialist penal policy for youngsters, which is why they are mentioned here. However, these topi·cs have been extensively written about elsewhere and those interested in taking them further can obtain additional information from the group "New Approaches to Juvenile Crime" {169 Clapham Rload, London sw9, 01-582 6500) since only a brief outline will be given here. The previous chapter referred to evidence to be presented from France and from the " Massachusetts experiment " 'in the United States. This evidence is connected with what has 'been called the strategy of " decarceratlon ", the opposite df incarceration or locking up. Borstals and detention centres are .Jess than effective in persuading their charges to accept society's rules. Theyare also expensive establishments and we are told that public expenditure is run· ning at too high a rate. One would have thiought that costly failure·s would be the first to go ·in any public sector cut"back, ·but apparently not. The French adopt a different approach to us. As far back as 1945, a judicialorder •Was made which states that young people under 17 shall never 'be incarcerated unless " exceptional circumstances the the personality of the minor requiresit". In 1970 the Children 'in Dan:ger Act went !further, declaring it to be illegal to imprison a min1or under sixteen " except to prevent a crime or if it is impossible to do anything else" (quotedby Anne Corbett ·in The Guardian, 26 February, 1980). And unlike us, the French appear to mean what they say when they commit themselves to a policy of decarceration. In Massachusetts the location df one of the most famous experiments in the control of delinquency, and easily the most radical, the State junior prison systemwas practically dismantled in a very short space of time. A·bout 750 places in five residential institutions •Were shut down and replaced by some 200 different community programmes. Across the State as a whole there has not 1been an increase in recidi·vism as a result, according to the Harvard University research team which has been monitoring the experiment. While it may 1be true that the energyand enthusiasm poured into the alternatives to prison have led to some chaotic results, this only pJ1oves that it is difficult to move itute a step forward. The steps back are that the opportunities for a radical rethink of how we regard young offenders ·and rfor getting rid of nearly all custody for under eighteenshave 'been missed. The ibiggest step hack of all is thtat the polarisation pred~cted